Author Archives: ECD_admin

UK – RoHS Technical Document

The UK government issued a notice (0037/21 of 1 January 2021) confirming that IEC 63000 is the appropriate standard to use for compiling and demonstrating technical documentation for the UK RoHS regulation.  The notice is part of the UK’s Brexit update to its regulations and came into effect on January 1, 2021. The notice also states that EN 50581 may continue to be used until November 18, 2021.

The notice is available on the UK government website[1].

[1] UK Notice on RoHS, https://assets.publishing.service.gov.uk/government/uploads/system/uploads/attachment_data/file/942086/ds-0037-21-rohs-notice.pdf

USA – EPA Restricts Five Substances, including PIP 3:1

In January 2021, the U.S. EPA published final rules under the Toxic Substances Control Act (TCSA), restricting five PBT substances (see table below).

One of the substances, phenol, Isopropylated Phosphate (3:1) (PIP 3:1), is used in EEE for various applications and its restriction in articles is being raised as a concern for the EEE industry due to a very short restriction timeline (March 8, 2021). Several exemptions were requested and approved for PIP 3:1 when used in lubricants and fluids (e.g., for aircraft and automobiles), but there was little attention put on the substances use in imported articles.

Several industry associations have contacted the EPA for clarification, and if the substances are restricted in articles, to request an extension of the deadline.  The most immediate issue being that the timeline isn’t even sufficient to check with the supply chain as to whether or not PIP 3:1 is present in parts, let alone to redesign if present.

Table 1: PBT substances restricted by U.S. EPA

Substance nameCAS numberTypical EEE ApplicationsRestriction DateLink to Final Rule
2,4,6-tris(tert-butyl)phenol (2,4,6-TTBP)732-26-3Antioxidant in rubber and plastics, heat stabilizer for polyethylene, polypropylene, and high impact polystyreneJanuary 6, 2026https://www.federalregister.gov/documents/2021/01/06/2020-28690/246-tristert-butylphenol-246-ttbp-regulation-of-persistent-bioaccumulative-and-toxic-chemicals-under
Decabromodiphenyl Ether (DecaBDE)1163-19-5Already restricted under EU RoHS DirectiveJanuary 6, 2022https://www.federalregister.gov/documents/2021/01/06/2020-28686/decabromodiphenyl-ether-decabde-regulation-of-persistent-bioaccumulative-and-toxic-chemicals-under
Hexachlorobutadiene (HCBD)87-68-3March 8, 2021https://www.federalregister.gov/documents/2021/01/06/2020-28693/hexachlorobutadiene-hcbd-regulation-of-persistent-bioaccumulative-and-toxic-chemicals-under-tsca
Pentachlorothiophenol (PCTP)133-49-3January 6, 2022https://www.federalregister.gov/documents/2021/01/06/2020-28689/pentachlorothiophenol-pctp-regulation-of-persistent-bioaccumulative-and-toxic-chemicals-under-tsca
Phenol, Isopropylated Phosphate (3:1) (PIP 3:1)68937-41-7Flame retardant in flexible polyurethane foam in consumer products, lubricant, hydraulic fluid.March 8, 2021https://www.federalregister.gov/documents/2021/01/06/2020-28692/phenol-isopropylated-phosphate-31-pip-31-regulation-of-persistent-bioaccumulative-and-toxic

One of the other restricted substances (decaBDA) is already restricted under the EU RoHS Directive and should not be an issue for EEE products that are RoHS compliant.

Several of the substances have restriction dates that vary depending on the application, therefore manufacturers should check the published final rules for their specific applications.

Impact on EEE Manufacturers

Of the five restricted substances, PIP 3:1 is the highest risk for EEE manufacturers.  Products with motors or other moving parts that require lubrication are a risk of containing the substances. Parts made of polyurethane foam or PVC (such as wire sheathing) should also be investigated with a request to the supplier.   Additional information about other applications may emerge over the next couple months as manufacturers enquire with their supply chains. However, the March 8th deadline to identify components that contain PIP 3:1 and re-design the products to comply is not realistic.

 

EU – SCIP Update

During the January 28 SCIP IT User Group meeting, ECHA reported that there were over seven million successful SCIP submissions, with the largest number of monthly submissions occurring in December (Figure 1). About half of the submissions have been Simplified SCIP Notifications (SSN) made by importers and distributers.

Figure 1: SCIP submissions to date

 

 

 

 

 

 

 

ECHA also provided a breakdown of the most common submission errors – the most frequent error being “[BR719] Same notification cannot be submitted multiple times”.

The complexity of some submissions and the number of levels of hierarchy being included was raised as a concern by ECHA. They emphasized that the submission hierarchy should be as simple as possible while meeting the basic requirement for recyclers to be able to locate SVHCs within the product. To control the complexity of submission, ECHA has imposed a limit of 1000 documents (elements of information) per submission.

ECHA was non-committal on exactly when the user portal to search for product information in the SCIP database will be available.  They had previously indicated  February 2021 for the release, but are now saying that it is currently a high priority for the “next months”.

Saudi Arabia – Proposes RoHS Regulation

In November 2020, the Saudi Arabian Standards, Metrology and Quality Organisation (SASO) notified the WTO of a proposed RoHS regulation.  Technical requirements are similar to EU RoHS with the following product categories proposed in the scope:

  • Large household appliances
  • Small household appliances
  • Information and communication technology equipment
  • Lighting equipment
  • Electrical and electronic tools
  • Leisure, recreation and sports equipment
  • Monitoring and control tools.

Exclusions are proposed for medical devices, military equipment, large-scale stationary industrial tools, large scale fixed installations and aerospace equipment.

Manufacturers should note that that the proposed regulation has more prescriptive conformity assessment requirements than EU RoHS, including:

  • a quality management system
  • certificate of conformity (Type 1a per IEC / ISO 17067) and related test report
  • technical file that includes the supplier DoC, risk assessment, warning and manuals

Documents must be submitted to the relevant authority. This is similar, although not identical to UAE RoHS which came into effect a couple of years ago.  The WTO notification references applicable harmonized standards IEC 63000 (technical documentation), IEC 62321-X (test methods), and IEC 62474 (material declaration).

EU – Two SVHCs Added to REACH Candidate List

On January 19, 2021, ECHA added two new SVHCs to the REACH Candidate List[1].  The newly added SVHCs are listed in Table 1. Three references substances were identified by ECHA for the substance group “Dioctyltin dilaurate, …”; these are show as a bulleted list under the substance group name in the table.

Table 1: Two SVHCs added to REACH Candidate List

Substance nameDescriptionEC No. CAS No.Typical EEE Applications
Dioctyltin dilaurate, stannane, dioctyl-, bis(coco acyloxy) derivs., and any other stannane, dioctyl-, bis(fatty acyloxy) derivs. wherein C12 is the predominant carbon number of the fatty acyloxy moiety
· dioctyltin dilaurate; stannane, dioctyl-, bis(coco acyloxy) derivs.
· Stannane, dioctyl-, bis(coco acyloxy) derivs.
· Dioctyltin dilaurate
-

-

293-901-5
222-883-3


-

-

91648-39-4
3648-18-8
Stabilisers and catalysts in the production of e.g. plastics and rubber. Used for the manufacture of the follow article categories: plastic products, fabrics, textiles, apparel, and leather. Professional application of coatings and inks.
Bis(2-(2-methoxyethoxy)ethyl)ether205-594-7143-24-8Solvent in electrolyte in lithium-ion batteries, solvent in other manufacturing process (example: solder flux).

The IEC 62474 Validation Team (VT62474) reviewed and concluded that both substances are potential constituents of materials in electrical and electronic equipment (EEE).

[1] REACH Candidate List, https://echa.europa.eu/candidate-list-table

Korea – Enacts Amendment to K-RoHS

South Korea published on November 24, 2020 Decree No. 31184[1] amending the Enforcement Ordinance on the Recycling of Electrical and Electronic Equipment and Vehicles Act 2007, Presidential Decree No. 20480, 2007. The amendment adds 23 new products to the list of products subject to the substance restrictions and adds restrictions for the four phthalate substances (DEHP, BBP, DBP and DIBP) that are already restricted under EU RoHS.

The newly included products (unofficial translation) are:

  • dehumidifier,
  • scanner,
  • toaster,
  • electric kettle,
  • electric water heater,
  • electric frying pan,
  • hair dryer,
  • treadmill,
  • security camera,
  • food dryer,
  • electric massage machine,
  • foot bath,
  • sewing machine,
  • video game machine,
  • wireless router,
  • bread maker,
  • navigation display device,
  • fryer,
  • beam projector,
  • coffee maker,
  • hot pot,
  • dehydrator,
  • vending machine.

The amendment enters into force on January 1, 2021, but new substance restrictions in Annex 1-2 and exemptions in Annex 2 enter into force on July 1, 2021.

[1] Korea RoHS amendment, https://gwanbo.mois.go.kr/ezpdf/customLayout.jsp?contentId=00000000000000001605852807630000&tocId=00000000000000001605852808657000&isTocOrder=N&name=%20%EB%8C%80%ED%86%B5%EB%A0%B9%EB%A0%B9%EC%A0%9C31184%ED%98%B8(%EC%A0%84%EA%B8%B0%C2%B7%EC%A0%84%EC%9E%90%EC%A0%9C%ED%92%88%20%EB%B0%8F%20%EC%9E%90%EB%8F%99%EC%B0%A8%EC%9D%98%20%EC%9E%90%EC%9B%90%EC%88%9C%ED%99%98%EC%97%90%20%EA%B4%80%ED%95%9C%20%EB%B2%95%EB%A5%A0%20%EC%8B%9C%ED%96%89%EB%A0%B9%20%EC%9D%BC%EB%B6%80%EA%B0%9C%EC%A0%95%EB%A0%B9)%20#

France – Reparability Index Comes into Affect

On January 1, 2021, the France Anti-waste law came into effect along with requirements for certain products to display a repairability index. Impacted product types include:

  • Clothes Washers
  • Computer Monitors
  • Desktop Computers / Personal Computers
  • Electric Lawnmowers
  • Electronic Displays [Other Names: Video display devices]
  • Laptop / Notebook Computers
  • Mobile / Cell Phones
  • Televisions
  • Washer / Dryers
  • Workstations

The text of the French regulation on repairability of EEE is available on the France official journal[1].

[1] France repairability regulation, https://www.legifrance.gouv.fr/download/pdf?id=3EW2asQgntsWrcVjAJncs9oSRuAdkFvSJtWKJebKU24=

EU – SCIP Database is Open for Business – Who Submits?

On October 28, 2020, ECHA opened the EU SCIP database to submissions.

Various questions on sales and distribution scenarios are emerging as at who is required to submit notifications into the SCIP database, and how to best support downstream economic actors. These scenarios are discussed below.

In the ECHA SCIP FAQ on “Which suppliers of articles have the obligation to provide information to ECHA?”, ECHA states:

The following suppliers of articles need to provide information to ECHA:

– EU producers and assemblers,

– EU importers,

– EU distributors of articles and other actors who place articles on the market.

Retailers1 and other supply chain actors supplying articles directly to consumers are not covered by the obligation to provide information to ECHA.

Notes:

1 Excluding retailers who are importers and/or producers.

 When the Manufacturer is the EU Importer

The obligation to submit SCIP notifications for manufacturers is clear for those who manufacture in the EU or have their own EU import subsidiaries – these organizations are able to use their own legal entity to  submit their product information into SCIP. This in-turn makes it easy for distributers to do a simplified SCIP notification (SSN) to meet their regulatory obligations.

When the Manufacturer is not the EU Importer

The business implications are less clear for foreign manufacturers who do not have direct control of import into the EU.  A downstream actor will need to do the detailed SCIP submission for the product. This will normally be the EU importer if they are an EU entity.

ECHA has already started providing guidance to distributors that they can use the simplified SCIP notification (SSN) process to meet their submission obligations (unless they are also the importer). To use the SSN process, the distributor needs to obtain the SCIP number from their upstream partner – the manufacturer or importer – and then include this number in their SSN upload into the SCIP data. They do not need to know any technical details about the product or the SVHC contents.  This is possible because the full submission will already be in SCIP by the time the product gets to them.

Note 1: if the distributor is also the importer and the product is not already in SCIP, the distributor will need to make the detailed SCIP submission.

Note 2: if the distributor is a retailer who sells directly to consumers and is not the importer, they are exempt from SCIP reporting. This assumes that an upstream EU importer has already made the SCIP submission.

Import of components and subassemblies into the EU

Another scenario with some uncertainty is when a component or subassembly is imported into the EU, especially when the integrator is the importer of record.  This scenario is not well addressed in the guidance documents.  In general, the SCIP obligation is triggered when a product is placed on the EU market. The evidence for the above position may be found in the ECHA SCIP FAQ on “Which suppliers of articles have the obligation to provide information to ECHA?”, states…

According to Article 3(33) of the REACH Regulation, the supplier of an article means ”any producer or importer of an article, any distributor or other actor in the supply chain who places an article on the market“.

 

Impact on EEE Manufacturers

We will need to see how this plays out in the EEE sector, including the level of awareness of importers and distributors to their SCIP legal obligations. The speed with which EU member states enforce the requirements may also be a factor.

Regardless of how this plays out, the product manufacturer is the entity with the Bill of Materials and SVHC information needed to create the SCIP dossier.  Importers and distributors will not have necessary technical information. Therefore, product manufacturers should be prepared to provide the necessary information – either as an IUCLID SCIP dossier or some other format that can then be compiled into a SCIP dossier.

EU – Sustainable Products Initiative

The European Commission has launched its “Sustainable Products Initiative” to revise the Ecodesign Directive and propose additional legislative products to make products more sustainable.  The Commission provided the following summary:

This initiative, which will revise the Ecodesign Directive and propose additional legislative measures as appropriate, aims to make products placed on the EU market more sustainable.

Consumers, the environment and the climate will benefit from products that are more durable, reusable, repairable, recyclable, and energy-efficient. The initiative will also address the presence of harmful chemicals in products such as:

  • electronics & ICT equipment
  • textiles
  • furniture
  • steel, cement & chemicals.

The initiative is also expected to consider:

  • Supply chain information requirements (possibly digital product passport)
  • Regulation of remanufacturing, recycling, and environmental footprints

An inception impact assessment with feedback from stakeholders during a public consultation is available on the europa website[1].

[1] EU sustainable product initiative, https://ec.europa.eu/info/law/better-regulation/have-your-say/initiatives/12567-Sustainable-Products-Initiative

EU – REACH Annex XIV Authorisation for Spare Parts and Repair

The European Commission has proposed an amendment to the REACH regulation to simplify and reduce the cost of authorisation requests when an Annex XIV substance is needed after the sunset date for the manufacturing of spare parts or for repair of products.

The proposed amendment and annex are available from the EU TBT notice[1].

[1] EU TBT database, https://ec.europa.eu/growth/tools-databases/tbt/en/search/?tbtaction=search.detail&Country_ID=EU&num=759&dspLang=en&basdatedeb=&basdatefin=&baspays=&basnotifnum=759&basnotifnum2=759&bastypepays=ANY&baskeywords=